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Guidelines for Faculty Appointment, Promotion, and Tenure
I.
Professor
of X (e.g.,
Medicine, Physiology, Pharmacology, Surgery, Pediatrics)
Academic Tracks (Research/Teaching,
Clinical Care/Research/Teaching) (Full-Time)
A. Eligibility: Full-time faculty member
engaged in the full range of academic activities in the
discipline.
B. Tenure: Faculty member may nor may not
be tenured or in a tenure-accruing line depending upon
budgeted positions provided by the Medical school.
II.
Professor of X
(e.g. Medicine, Surgery, Pathology)
Clinical Educator Track (Full time)
A. Eligibility: Full-time clinical
faculty member engaged in clinical services, teaching and/or
administration.
B. Tenure: Does not accrue tenure.
III. Research Professor of X
Research Track (Full-time)
A. Eligibility: Full-time faculty member
whose primary responsibility is to develop the research
program of the department and/or medical school.
B. Tenure: Does not accrue tenure.
IV. Clinical Professor of X
Clinical Track (Part-Time)
A. Eligibility:
Part-time faculty member who is appointed to a clinical
department and who holds a terminal clinical (therapeutic)
degree (e.g., M.D., D.O., Ph.D. in Psychology, D.D.S., D.P.M.).
B. Tenure: Does not
accrue tenure.
V. Adjunct Professor of X
Adjunct Track (Part-Time)
A. Eligibility: Part-time faculty member
who is appointed to a basic science department or clinical
department and who holds a Ph.D., in a non-clinical
scientific discipline.
B. Tenure: Does not accrue tenure.
VI. Lecturer, Department of X
Lecturer Track (Part-Time)
A. Eligibility: Part-time faculty member
who holds a full-time or part-time academic title at another
institution.
B. Tenure: does not accrue tenure.
VII. Professor of X
Professors Emeriti Track
A. Eligibility: Awarded to a full-time
faculty member who has resigned or retired after at least
ten years of distinguished service to the medical school.
VIII. Visiting Professor of X
Visiting Professor Track
A. Eligibility: Nationally or
internationally renowned scientists.
B. Tenure: Does not accrue tenure.
IX. Joint Appointment Track
A. Eligibility: Faculty member with
productive involvement in two departments.
B. Tenure: Based on status in primary
department.
GUIDELINES FOR FACULTY APPOINTMENTS:
TITLES, TENURE AND PROMOTION
LOYOLA UNIVERSITY CHICAGO
STRITCH SCHOOL OF MEDICINE
Section I
Introduction
This document contains the criteria,
guidelines and procedures for faculty appointment, career
track, academic rank, promotion and tenure at the Loyola
University Chicago Stritch School of Medicine (SSOM). In
this document, "track" indicates a particular development
emphasis as it is described in detail in various sections.
Appointments and promotions are usually
initiated by the relevant department chairperson. When
faculty are due for tenure consideration, the chairperson is
officially notified by the Senior Academic Officer to
initiate the process. It is the chairperson’s responsibility
to inform faculty of eligibility for promotion. Faculty who
choose to be considered for promotion or tenure without
support of their chair are free to initiate their own
proposal to the Dean who will forward it to CART. The dean
of SSOM is responsible for obtaining the required
documentation regarding admission and appointment, rank
designation, title, tenure and promotion for each faculty
person. This documentation is submitted to the Committee on
Academic Rank and Tenure (CART) and, when appropriate, to
the University Committee on Faculty Appointments (CFA). With
regard to promotion, the candidate’s only role is to prepare
a summary statement of his/her academic achievements and
contribution to the institution and to provide a list of
references to be solicited by the Dean. CART assesses
faculty members’ qualifications and performance, focusing
carefully and equally on all areas of scholarship as well as
on patient care and academic administration, considering all
these factors of vital importance to the mission of SSOM.
CART renders its recommendations to the dean of SSOM. CFA
renders its recommendations to the Senior Vice President for
the Health Sciences. This document will govern the
individual policies developed by departments in relation to
promotion and tenure. Each department shall develop clear
and concise policies that will be reviewed by CART. Once
approved, the policies will be distributed to faculty within
the department.
Section II
Academic Ranks: General Comments
The main ranks for faculty members are
instructor, assistant professor, associate professor and
professor. Other titles are adjunct professor, lecturer,
emeritus and visiting.
Instructor
The rank of instructor is ordinarily
restricted to faculty with an M.D. degree who have not yet
been board certified in their specialty.
Assistant Professor
The rank of assistant professor is for
individuals with a terminal degree in their discipline.
Candidates for appointment in a basic science department at
this rank are generally expected to have completed one or
more years of postdoctoral training. They are also expected
to have published their doctoral (possibly postdoctoral)
research in refereed journals.
For appointments to the clinical faculty,
board certification in the appropriate specialty is a
requirement. An instructor who passes his or her specialty
certifying examination will automatically be promoted to
assistant professor.
Associate Professor
Faculty members at this rank should
ordinarily have completed at least five years as an
assistant professor or equivalent at the time the promotion
review is initiated. Early promotion for extraordinary
reasons may be considered. Performance will be evaluated
according to the criteria described for the assigned track
or tracks (see Section IV).
This rank signifies a high level of
professional accomplishment and a significant commitment to
the university’s programs. Documentation of excellence is
required. There is no automatic promotion to the associate
level based solely on years in rank.
Professor
The rank of professor is the highest rank
at SSOM. Accordingly, appointment or promotion to professor
requires excellence in scholarship, a record of continuous
contribution to the faculty member’s discipline, an
established reputation as a teacher, dedication to the
university, and, for clinicians, a reputation among peers
for excellence in patient care. Candidates for the rank of
professor will be evaluated by the same criteria as those
detailed for the rank of associate professor but at a higher
level. The criteria for evaluation are based on the assigned
track (as described in Section IV) and may vary according to
teaching, clinical or research activity.
Additional Titles
The definition and requirements of
adjunct, lecturer, emeritus, visiting and joint appointments
are given in the last section of this document.
Section III
Faculty Tracks and Titles: General
Comments
Faculty members may be appointed in one
of the following tracks: academic (research/teaching or
clinical care/research/teaching), clinical educator, or
research. Or faculty members may have one of the following
titles: clinical (for part-time clinical faculty), emeritus,
adjunct, lecturer, visiting or joint.
Recommendations for appointment to and
promotion in academic and clinical educator tracks for
full-time faculty are kept in the medical school and faculty
records, but there is no public indication of the tracks.
However, titles or descriptors such as clinical (for
part-time clinical faculty), emeritus, lecturer, adjunct and
visiting are publicly qualified titles.
Section IV
Academic Tracks
Only full-time faculty members are
eligible for academic tracks, which may or may not be
tenure-accruing. There are two sub-tracks within the
academic track: research/teaching and clinical
care/research/teaching.
Academic (Research/Teaching
Sub-Track) (RT)
This sub-track is for faculty members who
have a Ph.D. and/or a terminal clinical degree and who
should engage in research activity for at least 80% of the
time while working toward tenure as well as teaching and
service including patient care, where applicable.
Appointment and subsequent promotion in this track depends
primarily on evidence that the faculty member is involved in
research conducive to new knowledge and teaching activities.
The individual should be conducting
original and creative research, presenting the results in
scholarly national and international meetings and in
peer-reviewed medical and basic science journals. The
quality of publications and a pattern of consistent
scholarly effort are more important than the number of
articles. Consideration for appointment in the RT sub-track
should also show evidence of potential for achieving
external research support and obtaining grant awards. For
advancement to the rank of associate professor or professor,
the faculty member will have achieved the level of
independent investigator, obtained external support and be
likely to sustain this effort in the future.
The second component of the track is
teaching and service to SSOM. There should be serious
engagement in teaching medical students and/or graduate
students as well as residents and fellows, where applicable.
In the RT sub-track, no faculty member may be promoted
without evidence of substantial contribution to teaching. In
judging the effectiveness of a candidate’s teaching ability,
CART should consider evaluations of teaching by faculty
members and students and the following competencies: command
of the subject; continuous growth in the subject field;
ability to organize and effectively present teaching
material; ability to stimulate students’ curiosity and
encourage high standards; and development of teaching
materials, including new curriculum offerings, education
programs, textbooks, syllabi, computer programs or
videotapes that significantly improve the method or quality
of instruction within SSOM.
Permanence in this track requires
continuous activity in funded research. In addition to the
normal annual faculty evaluation:
Clinical faculty members in the
RT sub-track at the rank of assistant professor must
be formally evaluated by their departments during
the third year of their appointment to determine if
they should continue in this track or transfer to
the CRT sub-track or the clinical educator track
(see below).
Non-clinical (or basic science)
faculty members will be formally evaluated at this
same interval and informed of their likelihood of
achieving promotion and tenure.
Academic (Clinical
Care/Research/Teaching Sub-Track) (CRT)
This sub-track is for clinical faculty,
including Ph.D.s with clinical responsibilities in clinical
departments, who are committed primarily to patient care and
teaching but who are also committed to independent research.
The criteria for teaching are as described for the RT
sub-track. It is expected that faculty members appointed to
this sub-track will be excellent clinicians and able to
develop a practice used for teaching students and residents.
Appraisal of the candidate’s ability in this area is based
upon an evaluation by the department chairperson and faculty
colleagues. The faculty members are expected to be able to
develop creative advances in medical care and clinical
techniques.
In addition to evidence of clinical and
teaching activities in this track, candidates must meet
criteria for research and publication. In the CRT sub-track,
evidence of independent research activity is required.
Publications required for this track may include case
reports and book chapters, but must be primarily original
clinical and/or basic research. All articles considered for
appointment or promotion must be published in peer-reviewed
journals. The candidate need not be the senior author or the
first author in all of them, but must provide evidence of
significant involvement in development and preparation of
such publications. Additional criteria for promotion include
presentation of papers at scholarly meetings or conferences
and participation in national and international meetings or
symposia. External funding is encouraged but not required,
with evidence of qualified, peer-reviewed, published
research.
Academic Ranks
Criteria for appointments and promotion
of faculty members in academic tracks.
Instructor
This rank is only available to faculty
members with terminal clinical degrees who have not received
board certification in their clinical specialties. At the
time of appointment, there should already be evidence of
adequate training and scholarship to ensure an engaged
research career.
Assistant Professor
In addition to meeting the criteria
outlined in Section II, faculty members in this rank must
present evidence of familiarity with original research and
submission of research proposals for external funding, when
appropriate, as well as publication in refereed journals.
Associate Professor
Faculty members in this rank should be
actively engaged in either clinical and/or basic research.
Faculty members in either sub-track should be contributing
to scientific literature and present evidence demonstrating
recognition in the related field, locally and nationally.
Faculty members in the RT sub-track must have external
funding. In addition to research activities, candidates
should meet the following five criteria:
Teaching Excellence
For new appointments, information on the
candidate’s teaching ability should be provided whenever
possible. Letters of recommendation should include an
appraisal of the individuals’ teaching abilities and
potential. For promotion and tenure consideration, evidence
of the individual’s teaching ability will be obtained from
the department chairperson, students, house staff and select
faculty members.
Clinical Care
Excellence in patient care by clinical
faculty in the CRT sub-track is essential. Appraisal of the
candidate’s patient care ability is based upon evaluations
by the department chairperson, faculty colleagues and
postgraduate trainees.
Academic Service
This aspect of academic life is usually
reflected in participation on university, SSOM, or LUMC
standing or ad hoc committees. For both new appointments and
promotions, due consideration is given to the individuals’
contribution to this important responsibility.
Recognition
Letters from two non-Loyola academicians
(other than the candidate’s prior mentors) in the
candidate’s discipline or specialty area must be solicited.
These letters should include an appraisal of the quality,
contribution and goals of the candidate’s academic career.
One or more additional letters should be obtained from
outside or within the Loyola community. All letters must
come from his/her referees at no lower than the academic
rank of associate professor or its equivalent. Other
criteria demonstrating national recognition include:
appointment as a reviewer for journal or research grants;
appointment to editorial boards, advisory boards or review
committees; invitations to present seminars or lectures;
appointment or election to offices in local, national or
international societies or associations; and other
appropriate clinical or basic science activities.
Time in Rank
Except when outstanding merit is
recognized, at least five years should elapse between
appointment to assistant professor and consideration of
promotion to associate professor. However, when part of the
five years has been spent as an instructor or at other
positions in an institution where the rank is deemed to be
comparable to the rank in SSOM, that period may be included
in the five years.
Professor
For appointment or promotion to this
rank, faculty members should meet the criteria specified in
Section II. They should show evidence of current and
continued growth in all areas described in the section above
on associate professor. Faculty members at this rank should
have achieved leadership in their field, bringing
recognition to SSOM, and should have developed a substantial
clinical practice, where applicable. In addition, senior
basic scientists should demonstrate the ability to
successfully mentor doctoral and postdoctoral students
within their sections. Letters of recommendation must
originate from referees at the rank of professor or its
equivalent.
Time in Rank
Except when outstanding merit is
recognized, at least five years should elapse between
appointment to associate professor and consideration of
promotion to professor. However, when part of the five years
has been spent at an institution where the rank is deemed to
be comparable to the rank at SSOM, that period may be
included in the five years.
Departmental Responsibility
All departments are required to form a
mentorship and evaluation committee to advise the
chairperson on selection of tracks for faculty and to help
the chairperson formally evaluate members regarding
promotion and tenure recommendations. The evaluations and
recommendations must be a permanent part of the faculty
member’s file and accompany the application at the time of
submission to CART.
Track Switching
Track switching may be considered if a
faculty member’s commitment to his or her academic sub-track
changes. Such track changes should not affect promotion or
tenure decisions. Should a switch be recommended, there are
specific times that it should be considered and other times
when it is not permitted. For those in the RT sub-track, an
important element of progress in this track and/or further
likely promotion in rank is the three-year review. At this
review, the faculty member must show evidence that he or she
is progressing toward external funding or is already funded.
While sub-track switching at the time of promotion is
discouraged, it is not prohibited. However, one cannot
change sub-tracks and be resubmitted to CART during the same
cycle that promotion is denied. Switching from the CRT
sub-track to the RT sub-track is also permitted. In
addition, switching from RT or CRT to the Clinical Educator
Track is permitted, but only when the chairperson of the
clinical department believes that the faculty member can and
will provide a needed clinical service and maintain the
appropriate level of teaching activity. Faculty are eligible
for only one track switch in their academic careers at SSOM.
Tenure
Appointment in the RT and CRT academic
tracks may be in a tenure-accruing or non-tenure-accruing
line. Faculty members who are appointed to SSOM at the
instructor or assistant professor level in a tenure-accruing
line shall be considered for tenure after five years. If
granted, tenure takes effect the following academic year.
Because the time-in-rank criteria for tenure consideration
is the same as for promotion, assistant professors who are
recommended for promotion should also be recommended for
tenure. Faculty members appointed to SSOM at the associate
professor or professor level in a tenure-accruing line shall
be considered for tenure after two years. If granted, tenure
takes effect the following academic year.
Faculty in a tenure-accruing line who do
not receive tenure will be given a terminal contract for the
following academic year. Under special circumstances, early
consideration for tenure for a faculty member maybe
recommended by the dean of SSOM.
The criteria set forth for tenure are
intended to serve as minimum standards in judging the
candidate, not to set boundaries or exclude other elements
of performance that may be considered. In evaluating an
individual faculty member, CART will use the same criteria
for recommending tenure as for promotion. Excellence in
research, publication and teaching is expected. For faculty
in the RT, external funding is required as well.
CART must judge whether the candidate is
engaged in a program of work that is sound, productive and
meaningful to SSOM. As LUC enters new fields of endeavor and
refocuses its ongoing activities, cases may arise in which
the work of faculty members deviates from established
academic patterns. In such cases, CART must take exceptional
care to apply the criteria for tenure with sufficient
flexibility.
For faculty members recommended for
tenure, superior intellectual attainment and specific
contribution to SSOM through teaching, clinical activity,
research or other creative achievement are expected. Under
no circumstances will tenure be recommended unless there is
clear documentation of ability and diligence in teaching.
Section V
Clinical Educator Track (CET)
This track, for which there is no tenure
accrual, is for the full-time clinical faculty member,
including Ph.D.s with clinical responsibilities in clinical
departments, who are involved primarily in patient care,
teaching and administration. For an initial appointment and
subsequent promotion, the faculty members must show
commitment to contribute to the department’s clinical
practice and the teaching requirements of SSOM. Track
designation is kept in SSOM records but there is no public
qualification of title for the CET.
Instructor
This is an initial rank of appointment
for faculty members who have terminal clinical degrees and
who have not yet achieved board certification. These faculty
members are expected to participate in the full range of the
department’s clinical and teaching responsibilities. The
rank is reserved for full-time faculty; SSOM does not
appoint physicians in residency or fellowship training to
the faculty.
Assistant Professor
This rank is awarded to faculty members
who apply for their initial appointment after acquiring
board certification or to current instructors after
documentation of board certification is received. It is also
the entry-level appointment for clinical faculty with a
terminal Ph.D.
Associate Professor
Faculty members at this rank must have
demonstrated excellence in clinical practice and teaching.
Rarely, this rank may be used to recognize only teaching
excellence in a clinical department when performed at a very
high level and resulting in scholarly contributions in terms
of curricular developments. The following six requirements
should be met for appointment or promotion to this rank in
CET:
Clinical Care
Patient care and community service are a
valuable asset to the university and should be considered a
significant contribution. Documented evidence of clinical
activity should be presented by the department chairperson.
The candidate should have attained a reputation at SSOM for
clinical excellence.
Academic Service
This aspect of academic life is usually
reflected in participation on university, SSOM or LUMC
standing or ad hoc committees. For both new appointments and
promotions, due consideration is given to the individual’s
contributions to this important academic responsibility.
Teaching
Documented evidence of ability should be
sought from colleagues, postgraduate trainees and students.
The administration of teaching programs is critical to the
success of SSOM, and individuals who show strong abilities
and interest in this facet of academic medicine should be
recognized appropriately.
Research and Publication
For this rank, published original
research is not required. However, written material prepared
for teaching purposes – such as lecture hand-outs, syllabi,
video programs, exhibits, presentations and clinical case
reports – are required to justify promotion. These need not
be peer reviewed. Peer-reviewed case reports or education
articles and book chapters will strongly support this rank.
Time in Rank
Except when outstanding merit is
recognized, at least five years should elapse between
appointment to assist professor and consideration of
promotion to associate professor. Time in rank at another
similar facility may be applied.
Recognition
Three letters of recommendation from
colleagues at the associate professorial rank or its
equivalent are required. For this rank, all letters may
originate from fellow SSOM faculty members.
Professor
Faculty members at this rank in the CET
should have demonstrated continuous excellence in teaching,
patient care and service. In addition to meeting all of the
same expectations for associate professor in this track, the
candidate must be a leader in his or her clinical field in
the Chicago region.
Time in Rank
Except when outstanding merit is
recognized, at least five years should elapse between
appointment to associate professor and consideration of
promotion to professor.
Recognition
Three letters of recommendation from
colleagues at the professorial rank or its equivalent are
required. At least one letter of support must originate from
outside SSOM.
Section VI
Research Track
Research track appointments are initiated
at the research assistant professor level. Appointment to
this category requires a terminal degree in the candidate’s
field of expertise; two or more years of postdoctoral
experience; documentation of creativity and innovation in
research; demonstration of original contributions in the
specific area of research; and extramural funding to support
the position. There is no tenure in this track and salary
support must come entirely from extramural sources.
Research
Research faculty appointments are
designed to enhance research programs in the department
and/or the medical school, especially where unique expertise
is required. These faculty members have a primary commitment
to the medical school in the conduct of research. The
faculty member may also participate in teaching.
Funding
The appointment of research faculty
members is contingent upon external funding and will be
terminated when funding ceases. Research appointments may or
may not be made for the duration of grant-derived financial
support and without limits of time through successive
reappointments.
Promotion
Promotion in this track, based on
availability of external funding and quality of research and
publications, will be considered by CART on the
recommendation of the department chair.
Section VII
Titles
Professors Emeriti
The title of emeritus or emerita may be
granted to full-time faculty members by the Senior Academic
Officer upon the recommendation of the chairperson, the dean
of SSOM, and Committee on Faculty Appointments when the
faculty member has resigned or retired after at least ten
years of distinguished service to the university.
Clinical
This title is for part-time faculty
members who hold terminal clinical degrees (e.g., M.D., D.O.,
D.D.S., D.P.M., or Ph.D. in a clinical discipline) and who
are engaged in teaching and/or clinical service. These are
publicly qualified titles, i.e. Clinical (Rank) of
(Specialty).
1.
Clinical
Instructor
This is the customary appointment for
clinical faculty members who have terminal clinical degrees
and who have not been certified by the appropriate specialty
boards.
2. Clinical Assistant Professor
This may be the starting rank for
clinical faculty members who have been certified by the
appropriate specialty board.
3. Clinical Associate Professor
Appointment or promotion to this rank is
based upon excellence in teaching of medical students and/or
postgraduate trainees, and clinical service. Documentation
attesting to the candidate’s abilities in these areas should
be solicited from peers, students, and house staff.
Accomplishments in research will be considered, but this is
not a requirement. Candidates should hold the clinical
assistant professor rank for at least five years before
being considered for promotion to clinical associate
professor.
Clinical Professor
Promotion for appointment to the rank of
clinical professor requires documented evidence of
excellence in teaching and clinical service. Accomplishment
in research will be considered, but this is not a
requirement. Candidates should hold the rank of clinical
associate professor for at least five years before being
considered for promotion to clinical professor.
1. Adjunct
These are part-time faculty members who
hold a Ph.D., or its equivalent and are appointed to basic
or clinical science departments. This is a publicly
qualified title, i.e. Adjunct (Rank) of (Department).
2.
Adjunct
Instructor
Adjunct instructors customarily hold
doctorate degrees, but this is not a requirement.
3.
Adjunct
Assistant Professor
This may be a starting rank for faculty
members holding doctorate degrees who have completed one or
two years in a postdoctoral fellowship.
3.
Adjunct
Associate Professor
Appointment or promotion to this rank
requires demonstrated ability in teaching, clinical care
and/or research. Documented evidence of teaching ability
should be provided whenever possible. Candidates should hold
the adjunct associate professor rank for at least five years
before being considered for promotion to adjunct professor.
Lecturer
This rank is reserved for part-time
faculty members who have terminal degrees and who hold
full-time or part-time faculty appointments at other
institutions.
Visiting Professor
This title is reserved for those very
senior nationally or internationally renowned scientists who
are affiliated with SSOM and provide considerable prestige
to the respective department as well as to the medical
school during their stay. This status may be assigned for a
limited period of time.
Joint Appointments
In addition to primary appointments,
faculty members may have joint appointments in other
departments of SSOM. Recommendations for joint appointments
are made by the chairpersons of both departments and are
normally based upon constructive involvement in two related
departments. Such appointments should facilitate
interdepartmental academic program development or enhance
the professional development of the faculty member. All
recommendations for tenure or promotion considerations must
be initiated by the department of primary appointment and
supported by the department of secondary appointment.
December, 2000